Tag: SEC
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SEC Fines Wells Fargo and Others $289M Over Failure to Monitor WhatsApp; Advisors Urged to Heighten Employee Oversight
SEC fines Wells Fargo and others $289M for WhatsApp monitoring failure. Advisors urged to heighten employee oversight. Protect clients and investors.
SEC Proposes Limits on AI Use by Investment Firms to Protect Customers, United States (US)
The SEC proposes new rules to restrict AI use by investment firms, aiming to protect customers. But concerns about unintended consequences arise.
SEC Proposes Rules to Address Conflicts of Interest in Predictive Data Analytics
SEC proposes rules to address conflicts of interest in predictive data analytics. Protecting investors and ensuring firms prioritize their interests.
Ripple’s Victory: What It Means for XRP Price Analysis
Ripple's court victory against SEC boosts XRP price & investor confidence, shaping crypto regulations & paving the way for adoption & partnerships.
ChatGPT Predicts Bullish Rally for Solana as Its Metrics Align
Solana (SOL) shows bullish potential after Ripple's legal victory. Price surges 30% as court ruling impacts crypto industry. Will reach $400 in Q3 2023.